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CISI International Certificate in Wealth & Investment Management Sample Questions:
1. Historically, rapid technological change and globalisation have:
A) Decreased equity issuance
B) Increased bond issuance
C) Increased inflationary pressure
D) Decreased urbanisation
2. If the holder of a long futures contract sells it ahead of expiry, they are considered to have:
A) Delivered the underlying
B) Taken delivery of the underlying
C) Closed out their position
D) Exercised their position
3. What is the first action an adviser takes to ensure that their advice is suitable for a client?
A) Ensure recommendations are confirmed by a third party
B) Gather sufficient information from the client
C) Draw attention to the cancellation period
D) Offer the client a range of options
4. How does the inclusion of a bond fund within a portfolio provide benefits over direct investing?
A) A bond fund provides a greater level of income
B) A bond fund is more likely to match the exact needs of the client
C) It allows for diversification that would not otherwise be possible
D) Bond fund charges will always be lower
5. Which commodity is categorized based on how sweet or sour it is?
A) Natural gas
B) Coffee
C) Zinc
D) Oil
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: C | Question # 3 Answer: B | Question # 4 Answer: C | Question # 5 Answer: D |
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